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Product Governance and Leverage Policies & Procedures

€90.00

CPDs: 5

COURSE OUTLINE

  • Introduction
  • Scope and Objectives of the Product Governance Procedures and Policies
  • The Company as a manufacturer of financial instruments
  • Target Market (in capacity of manufacturer)
  • Conflict of interests
  • The Company as a distributor of financial instruments
  • Target Market (in capacity of distributor)
  • Marketing material and Target Markets
  • Monitoring responsibility on financial instruments and Client performance
Category:

Description

KEY LEARNINGS

  1. Outline what is Product Governance, its scope and objectives.
  2. Explain how the Product Governance is implemented by the Company.
  3. Explain how the Product Governance affects the existing and potential Clients of the Company.
  4. Explain how the Product Governance affects the Company’s Operations.
  5. Provide the Customer Support, Marketing Backoffice, Brokerage, Risk, Portfolio manager with Clear guidelines about their responsibilities and obligations.
  6. Provide the Key function holders (involved in the manufacturing and distribution procedure) with Clear guidelines about their responsibilities and obligations.

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